CARE 2006

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CARE - 2006

• Significant Findings

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Significant Findings

• Non-routine, important, meaningful findings based
  on evidence from the functional review

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Significant Findings

• Positive

Negative
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Significant Findings - Positive

• Commendation
• Assistance Provided

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Significant Findings - Negative

• No Assurance
• Assurance with Exception

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No Assurance (NA)

• Evidence
• A trend
• Intent
• Serious waste, fraud, or abuse

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No Assurance (NA)

• Cite specific violation, number of occurrences,
  regulation violated, and correct procedures

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Assurance with Exception (AWE)

• Evidence
• A trend
• Unintentional
• No serious waste, fraud, abuse

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Assurance with Exception (AWE)

• Cite specific violation, number of occurrences,
  regulation violated, and correct procedures

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QUIZ NA, AWE, Both?

• Requires evidence of a trend
• Involves serious waste, fraud, or abuse
• CARE Team must cite violated regulation
• Involves unintentional rule breaking
• An extremely rare finding

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Significant Findings - Positive

• Commendation
• Assistance Provided

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Commendation

• A Best Practice
• Significant
• Share with Everyone!

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Assistance Provided

• Specific
• Significant
• Help
• Document in Report

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Neutral Reporting

• Bulk of a CARE Report
• Covers every functional question
• Efficient
• Inefficient

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Efficient

• General, usual finding
• Reporting that indicates things are as they
  should be
• Allows the Summary Assurance Statement

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Inefficiencies

• Not serious enough to be an AWE
• If it aint broke . . .
• CARE Team suggests

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Final Exam

• NA, AWE, and Process Inefficiencies are all
  significant findings. (T or F)
• Evidence of a trend of intentional violations
  with serious waste would result in a finding of
  _______.
• What findings require the CARE Team cite the
  violated regulation?
• A Best Practice garners a _______.

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Final Exam

• Neutral Reporting makes up the bulk of a CARE
  report. (T or F)
• This finding is serious, but very rare.
• You alert someone to the ARS PP Web site and
  show them how to use it. This is _______.
• The CARE Team suggests . . . means you found
  what?

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Final Exam

• 9. A Location has not used a clearance form for
  departing employees for 3 years because it didnt
  know it is required. This results in a finding
  of _____.
• 10.The best looking CARE Program manager in
  recent years is _______.

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Thanks Charleston!
Schaefer
CARE