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Social Capital, Social Exclusion and Rights: Opportunities and constraints in propoor urban governan

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Title: Social Capital, Social Exclusion and Rights: Opportunities and constraints in propoor urban governan


1
Social Capital, Social Exclusion and Rights
Opportunities and constraints inpro-poor urban
governance
Jo Beall Development Studies Institute London
School of Economics
2
Key issues in urban governance
  • Entitlements of poor urban households and
    communities
  • Effective delivery/ coordination of services
  • Collective action and participation in urban
    governance
  • Responsive and inclusive urban government

3
Solid Waste Management (SWM) in Faisalabad a
city in sanitary crisis
4
Social capital in waste a solid investment?
  • Concept of social capital was used to explore
  • Norms and networks in relation to waste
    management in households and neighbourhoods
  • Synergies between users and providers of waste
    collection services

5
Citizen Responsibility and Participation
  • Social capital involves exclusive groups with
    free-riding outside them
  • Without the right incentives, citizen
    responsibility for waste is limited to private
    not public spaces

6
Private informal collection arrangements already
exist within the public system
  • These are built on
  • social capital between
  • householders sweepers
  • sweepers bosses
  • sweepers sub-contracted workers

7
Policy Issues Problems with promotion of market
based instruments
  • Ignores
  • private SWM practices within the home
  • informal private waste collection arrangements
  • private job markets within public sector
  • This leads to clumsy and failed policies with
    negative social impact

8
Conceptual Issues social exclusion is the flip
side of social capital
  • Sweepers use excluded identity and dirty work
    status to keep jobs
  • Sweepers collude in exploitative work practices
    and oppressive relationships
  • Social capital leads to path dependency and
    impacts on efficiency of policy interventions

9
Urban Poverty and Urban Governance a study of
nine cities in the South
10
Social capital is it a public good?
  • The social resources of the poor are more akin to
    private than to public goods as they exclude as
    well as include
  • But benefits accrue to groups as well and members
    fare better than non-members
  • So it may be better to call social capital a
    semi-public good

11
What does this mean for urban governance?
  • The social resources of the poor benefit urban
    development as much as the poor
  • The effectiveness of city government does not
    hinge on a vibrant associational life
  • But social resources and social organisation
    foster local democracy

12
Conceptual Issues Social capital and social
exclusion reflect social structure
  • Both social capital and social exclusion reflect
    and promote the corresponding social structure
  • The better off have more social resources than do
    the poor or socially excluded
  • The better off are better able to determine the
    terms of their inclusion or exclusion

13
Social exclusion and urban governance lessons
from Joburg
Uniting a Divided City Jo Beall, Owen
Crankshaw Sue Parnell
14
Features of a Uniting City
  • Attainment of political and constitutional rights
    are accompanied by policy efforts to address
  • Historical disadvantage
  • Social and economic rights
  • At local government level this is largely focused
    on housing and urban services

15
Features of a Divided City
  • Accompanying social dynamics include
  • Class and intra-racial differentiation becoming
    more salient than race
  • Xenophobia accompanying the influx of foreign
    migrants
  • Crime and fear shaping thee post-apartheid
    landscape

16
Sites of exclusion
Primary and Secondary Employment 1946-96
  • Declining mining manufacturing sectors
  • Rise in tertiary sector
  • Spatially divided city

17
Sites of exclusion
  • Ascendance of political parties over civics
  • Decentralisation by stealth in context of
    centralising tendencies of ANC govt
  • Substitution of fiscal and management
    considerations over pro-poor local govt

18
Points of inclusion
  • The Constitution obliges participation
  • But capture of forums by well organised, more
    affluent groups

19
What does this mean for urban governance?
  • Basic social and economic entitlements are a
    prerequisite for social inclusion
  • Constitutional commitment and basic rights are a
    prerequisite for social inclusion
  • Political inclusion is a prerequisite for social
    inclusion

20
Future Research C3 and Human Rights Governance
How can local funds address entitlements and
promote inclusive governance? How can donors fund
rights based approaches and local democracy?
21
Future Research Crisis States Programme
Can sub-national and local government as be a
site of state stabilisation? Should local
democracy include customary and informal
institutions?
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