Welcome to

1
Welcome to The Securities Transfer
Associations 96th Anniversary and 2007 Annual
Meeting
2
Securities Transfer Association
Board Members
Director Yehuda L. Neuberger American Stock
Transfer Trust Co. Director William J.
Speirs CIBC Mellon Trust Company Executive
Director Cynthia Jones The Securities Transfer
Association, Inc.
President Charles Rossi Computershare Vice
President Assistant Secretary Thomas L.
Montrone Registrar and Transfer
Company Treasurer Debra H. Hacka National City
Bank Secretary Steven Nelson Continental Stock
Transfer Trust Co.
Director Robert M. Carney, Sr. BNY Mellon
Shareowner Services Director Mary Corcoran Aim
Investment Services, Inc. Director Salli A.
Marinov First American Stock Transfer Director
Jonathan E. Miller StockTrans, Inc.
Executive Committee Members
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Securities Transfer Association
Processing Committee Members Co-Chair John Ulla
Anne Neuberger

• Carmen Buonomo Craig Keller
• Kevin Burns Robert Kristanko
• Gregory Caddell Herb Lemmer
• Mary Rose Cascaes Maurice Lynch
• Armando DiBiase Douglas Reed
• Nick Giancaspro Kathryn Sevcik
• Don Gress Karl Wagner
• Cynthia Jones Bob Winterle

4
Legal and Regulatory Committee MembersCo-Chair
Steven Nelson Stephen J. Dolmatch
Securities Transfer Association
Stephen Cesso Andrea Manning Gordon
Glaza Susanne Oliver William Harris Mario
Passudetti Blanche Hurt Laura S. Pruitt Herb
Lemmer Merrill B. Stone Barbara
Lubitz Catherine Wexler
5
Securities Transfer Association
Other Committees

• Fraud Prevention Committee
• Membership Committee
• Unclaimed Property Committee
• Proxy Committee

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Securities Transfer Association
Key Initiatives

• DTCC Rule Filing
• Proxy Reform

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Securities Transfer Association
DTCC

• Established joint working groups SSA STA
• Engaged Outside Counsel
• Met with SEC and DTCC
• Major Differences/Identified
• Service Provider/Customer

8
Securities Transfer Association
Proxy Reform

• Presented to NYSE Proxy Working Group
• Presented to SEC Commissioners Roundtable
  discussion 5/24
• Continue to work with The Business Roundtable
  (BRT)
• Notice Access
• Overvoting

9
Securities Transfer Association
Thank you for attending the conference.