Title: ModelingConversationPolicies using PermissionsandObligations
1Modeling?Conversation?Policiesusing
Permissions?and?Obligations
- Lalana Kagal and Tim Finin
- University of Maryland, Baltimore County
- AAMAS Workshop on Agent Communication, NYC, 19
July 2004 - http//ebiquity.umbc.edu/v2.1/event/html/id/42/
- ?http//creativecommons.org/licenses/by-nc-sa/2.0/
2Outline
- Key Idea
- Our Approach
- Introduction
- Framework
- Example
- Policy Specification Language
- Policy Enforcement
- Related Work
- Summary
3Key Idea
- Key idea Its policies all the way down
- We think of agent protocols (e.g., FIPA
contract-net) as policies - Security and trust policies limit with whom
agents can communicate - Privacy policies constrain what agents can reveal
- Declarative contracts say what an agent can and
must do - Rules for cooperative behavior
- Individual preferences
- Maybe the same mechanisms can or should be used
to reason over and integrate all of these?
4Our Approach
- Policies are rules of optimal behavior
- Optimal? Policies are normative and describe
what should be done in an ideal world. - Policies provide high-level control of entities
in the environment - Entities? These can be programs, services,
agents, devices and people - Using policies reduces the need to modify code in
order to change systems behavior - So? We assume modifying policies will be easier
than modifying Java.
5Our Approach
- Declarative policies guide the behavior of
entities in open, distributed environments - Positive and negative authorizations
obligations - Focused on domain actions, including
communicative acts - Policies are based on attributes of the action
(and its actor and target) and the general
context not just on their identity of the actor - Policies are applied at different levels
- From OS and networking to middleware to
applications
6Our Approach
- Conversation specifications are described in
terms of simple permissions and obligations based
on the sequence of messages received and sent - Conversation policies are permissions and
obligations restricting how the specifications
are used. They are defined over the message
content and overall context. - Other policies like management, social, privacy
etc. are defined at a higher level of abstraction
and restrict general behavior of the agent - Whenever they deal with communication, higher
level policies are translated into conversation
policies using the syntax and semantics of the
communication language - Agents use a policy engine to help decide what
communicative act to perform next
7Specifications
- Agents communicate via communicativeacts (CAs)
to fulfill collaborative goals - A conversation is a sequence ofCAs between
agents towards satisfyinga particular goal - Conversation specifications define the order in
which CAs can occur in a conversation - They define restrictions on the CAs that can/must
be used based on the sequence of messages
received thus far - They are defined as simple /- permissions and
obligations
8Policies
- Conversation policies define additional
restrictions on communication based on attributes
of the CAs (sender, content, etc.), the state of
the agent, and other context - They are also defined as /- permissions and
obligations - They provide flexible and high level control over
agent communication without affecting the
communication modules
9Specs Vs Policies
- Specs define all possibilities,
- Ideally, higher policies narrow whats allowed
and broaden whats required. - But theres room for conflict
- We assume that conversation policy is always of
higher priority than the specs
10Framework
- Communicative act
- Performative(Sender, Receiver, Proposition)
- Domain action
- Action(Actor, Target, PreCondition, Effect)
- Deontic concepts
- Deontic(Actor, Action, Constraint, Sanction)
- Conflict resolution
- Priority and modality precedence
- Conversational history logging
- received(Msg)
- sent(Msg)
11Example Specification FIPA QUERY-REF
- CAs used QUERY-REF, REFUSE, AGREE, FAILURE,
INFORM - Sequence of messages
- An agent sends a QUERY-REF message to another
agent. - The latter can reply either with a REFUSE or an
AGREE stating its intent to either provide an
answer or refuse to answer. - Once an agent has sent an AGREE, it is obliged to
send an INFORM providing the information required
or to send a FAILURE.
12FIPA QUERY-REF
- Every agent has the permission to perform a
QUERY-REF performative - permission(X, query-ref(X, Y, Proposition),_)
- On receiving a QUERY-REF, the recipient is
obliged to either REFUSE the query or AGREE to
provide the answer - obligation(Y, refuse(Y, X, Proposition),
received(query-ref(X,Y, Proposition)),_, _) - obligation(Y, agree(Y, X, Proposition),
received(query-ref(X,Y, Proposition)),_,_)
13FIPA QUERY-REF
- Once an agent has accepted a QUERY-REF, it is
obliged to answer to it either with a FAILURE or
with an INFORM and the agent is obligated to the
recipient of the agree message - obligation(Y, failure(Y, X, Proposition),
sent(agree(Y, X, Proposition)), X, _) - obligation(Y, inform(Y, X, Proposition),
sent(agree(Y, X, Proposition)), X, _)
14Policies
- Policies add restrictions on what performative
can/must be used - Conversation policies are defined in terms of
communication language and domain specific
knowledge - For example, an agent is obliged to AGREE to all
QUERY-REF from the boss - obligation(X, agree(X, Y, Proposition),
(received(query-ref(Y, X, Proposition)), boss(X,
Y)), _, _)
15Policies
- Other policies are defined at a higher level in
terms of the domain knowledge. They are
translated according to the syntax and semantics
of the ACL and the domain knowledge - E.g., a privacy policy states that a SSN must not
be disclosed - In FIPA, this is translated into The agent is
prohibited from sending an INFORM to any agent
when the content involves the SSN of the user - prohibition(X, inform(X, Y, SSN(X)),
received(query-ref(Y, X, SSN(X)))) - In KQML, this is translated into The agent is
prohibited from sending a TELL to any agent when
the content involves the SSN of the user - prohibition(X, tell(X, Y, SSN(X)),
received(query-ref(Y, X, SSN(X))))
16Policy Example
- Medicare prescription bill issue
- Rick Foster, chief actuary for the US Centers
for Medicare and Medicaid Services, claimed
Thomas Scully, agency chief, asked him not to
answer questions from congressional Democrats
regarding the cost of the bill before a series of
key votes last summer.
17Example
- Foster has a work conversation policy that
specifies that all government employees should
respond to all queries from congressional
members. - ConvPolicy
- obligation(X, agree(X, Y, Proposition),
(received(query-if(Y, X, Proposition)),
governmentEmployee(X), congressionalMember(Y)),
X, _) - obligation(X, agree(X, Y, Proposition),
(received(query-ref(Y, X, Proposition)),
governmentEmployee(X), congressionalMember(Y)),
X, _)
18Example
- Scully doesnt want Foster to answer any queries
from congressional Democrats that ask about the
estimated cost of the Medicare prescription bill.
- This is a high level policy and could be
translated in two ways either as an obligation
to use REFUSE or a prohibition on INFORM. The
semantics of REFUSE meet the requirement. - TempPolicy
- obligation(foster, refuse(foster, Y,
estimatedCostOfBill(Cost)), (received(query-ref(Y
, foster, estimatedCostOfBill(Cost))),
congressionalDemocrat(Y)), scully,
loseJob(foster))
19How it works ?
query-ref(walter, foster, estimatedCostOfBill(Cost
))
Walter Congressional Democrat
FosterChief Actuary
20How it works ?
1. How should I respond to a QUERY-REF ? 2. By
checking the specs.
3. Specs say I must use AGREE or REFUSE 4. So,
what should I do ?
Walter Congressional Democrat
- QUERY-REF Specs
- On receiving a QUERY-REF, the recipient has the
permission to either REFUSE the query or AGREE
to provide the answer - obligation(Y, refuse(Y, X, Proposition),
received(query-ref(X,Y, Proposition)), _, _) - permission(Y, agree(Y, X, Proposition),
received(query-ref(X,Y, Proposition)), _, _)
FosterChief Actuary
21How it works ?
1. Check policies 2. Check work policy
3. Work policy statesI must use AGREE4. No
sanction 5. Check other policies
Walter Congressional Democrat
- Work Conversation Policy
- Foster has a work conversation policy that
specifies that all government employees should
agree to all queries from congressional
Democrats. - ConvPolicy
- obligation(X, agree(X, Y, Proposition),
(received(query-if(Y, X, Proposition)),
governmentEmployee(X), congressionalMember(Y)),
X, _) - obligation(X, agree(X, Y, Proposition),
(received(query-ref(Y, X, Proposition)),
governmentEmployee(X), congressionalMember(Y)),
X, _)
FosterChief Actuary
22How it works ?
.1. Check Scully policy
3. Scullys policy saysI must REFUSE 4. Because
of sanction, Ill use it.
Walter Congressional Democrat
- Scullys Conversation Policy
- Foster should not to answer any queries from
congressional Democrats that ask about the
estimated cost of the Medicare prescription bill.
- TempPolicy
- obligation(foster, refuse(foster, Y,
estimatedCostOfBill(Cost)), (received(query-ref(Y
, foster, estimatedCostOfBill(Cost))),
congressionalDemocrat(Y)), scully,
loseJob(foster))
FosterChief Actuary
23How it works ?
refuse(foster, walter, estimatedCostOfBill(Cost))
Walter Congressional Democrat
FosterChief Actuary
24Rei Policy Spec Language
- Language used for representing specs and policies
- Developed several versions of Rei, a policy
specification language, encoded in (1) Prolog,
(2) RDFS, (3) OWL - Grounding descriptions in sharable, semantically
rich, machine understandable ontologies - Used to model different kinds of policies
- Authorization
- Privacy
- Team formation, collaboration and maintenance
- Conversation
25Rei Policy Spec Language
- A declarative policy specification language
- Rules over permitted and obligated domain actions
- Currently represented in OWL logical variables
- Increased expressivity
- Order is no longer important
- Reasons over domain dependent information
- Policy tools
- Reasoner, Analysis, IDE for Rei
policies(Eclipse),
26Rei Specifications
- Policy
- Properties Context, Default Policy, Grants
- Deontic objects
- Permissions, Prohibitions, Obligations,
Dispensations - Properties Actor, Action, Constraint, Sanction
- Actions
- Properties Actor, Target, Effects,
PreConditions - E.g. constraint over effect No robot can take
any action that will lead to a human being hurt - Composite actions Seq, Choice, Once, Repetition
- Rei Ontologies
- Policy, Deontic Objects, Actions, Speech Acts,
MetaPolicies and Analysis
27Rei Specifications (cont.)
- Speech Acts
- Delegation, Revocation, Request, Cancel
- Properties Sender, Receiver, Content (Deontic
object/Action) - Used to dynamically modify existing policies
- Meta policies
- Priority
- E.g. Department policy overrides lab policy
- Modality precedence
- E.g. Positive modality holds precedence over
negative - Default meta policy
- Policy analysis
- Test cases are defined for regression testing
- E.g. Dean must be able to access the faculty
lounge - What-if analysis
- E.g. If I remove rule1 from cspolicy, will John
still have the permission to print to the
HPPrinter in the Grad Lab
28Policy Enforcement
- Rei policy engine
- Reasons over domain knowledge, specs and policy
to infer the agents current permissions and
obligations - Implemented in XSB and Flora2 and uses F-OWL for
OWL reasoning - Agent decides what to do next
- Uses current permissions and obligations
- Associates utility with each
- Checks sanctions associated with violating
obligations and prohibitions
29Related Work
- Following models are very tightly coupled to the
mental states of agents and the semantics of a
specific communication language. Difficult to
extend them to work in different environments and
with different agent communication languages. - Cohen and Levesque model the cognitive state of
agents and base allowable speech acts on the
cognitive states of collaborating agents - Singh provides semantics for speech acts in terms
of beliefs and intentions of the agents - Fornara and Colombetti describe an approach based
on the notion of social commitment - Labrou and Finin describe the semantics of KQML
based on the beliefs and desires of agents
30Related Work
- Greaves et al. define conversation policies as
restrictions on how the agent communication
language is used - Similar to our work but they propose that
policies be defined in terms of the specific
communication language - Kollingbaum et al. discuss how normative agents
estimate the effect of adopting a new norm - Allows agent to decide which norm to accept
- No conflict resolution
- Broersen et al. use agent types to resolve
conflicts between beliefs, obligations,
intentions and desires - Agent types decided by their characteristics
- In our work, meta policies are used to resolve
conflicts
31Summary
- Flexible framework for modeling conversation
specifications and policies - Specs and policies represented as positive and
negative permissions and obligations - High level policies like social and privacy can
be translated into conversation policies by using
the syntax and semantics of the communication
language - Framework is independent of a particular
communication language or domain-specific
knowledge - Framework can be used in any domain and for most
communication languages - Policy specification language is in OWL-Lite
(http//rei.umbc.edu/)