Senior citizens are most vulnerable to financial predators. Business Intelligence helps keep financial advisors and brokers in check who can do so. It can be used as leverage to perform activities like getting insights into regulated organizations. Have a look at this and understand the concept. Click here to visit the site -https://www.shieldfc.com/resources/blog/business-intelligence-is-having-a-heyday/
It is very important to be able to amend eComm-related retention policies and simultaneously delete or extract eComms related to a specific customer. Read about Compliance Data Management at Shield. See the infographic at Shield. Watch the presentation for more information or visit us at https://www.shieldfc.com/platform/compliance-data-management/
This is a historic juncture for both Israel and UAE nations, and hopes are that this opening up of relations in the region will continue to grow. Watch the presentation to know more about the how the Israel and UAE Matching World-class Technology with a World-Leading Banking Market. Visit: https://www.shieldfc.com/resources/blog/israel-and-uae-matching-world-class-technology-with-a-world-leading-banking-market/
Watch the presentation to know more details about The New Compliance Normal at Shield. RegTech companies have joined the conversation to talk about how regulatory compliance regarding market abuse has shifted since the pandemic began. Visit us at https://www.shieldfc.com/resources/blog/the-new-compliance-normal-covid-19-accelerated-the-migration-of-financial-firms-to-the-cloud/
Any business communication platform, however complex, needs to be subject to the same rigorous checks and guarantees as a face-to-face onsite conversation. Watch the PPT and visit us at https://bit.ly/33mESLH
On the same theme of providing more power to the compliance officer, the additional model management and Alert Scoring options enable users to customize. Watch the presentation or visit us at https://bit.ly/3xKGooh
Think about it this way, when you do a Google images search, you’re actually on the receiving end of an application of AI and ML. Watch the PPT for more details about AI in Financial Services or visit us at https://bit.ly/3pz6x6b
It is important to put complete emphasis on layering and spoofing for regulators. Regulators are trying to stop these abuses by cracking down on offenders with heavy fines and punishments following compliance and regulations. The associated reputational damage can also prove extremely harmful. Have a look at this presentation and visit our website to know more about trade and communication surveillance. Visit: https://bit.ly/3OTC0Lf
In this article, we’ll dive into additional types of transactions that can artificially affect the perceived value of particular wholesale energy stocks, driving them up. Check out the PPT for more details at Shield. Visit us at https://bit.ly/3baWRIt
View this presentation to find out Is Microsoft Teams Surveillance is another compliance headache or a silver-lining during COVID? New communications channels and a new remote work environment made it difficult, especially for the surveillance function. Visit: https://bit.ly/3kODcSf
We Shield FC launches the latest version of Shield Financial Compliance data management platform. It solves many problems like the reduction of false positives with the help of powerful AI include with this latest version. View this full presentation for more details: https://bit.ly/39qlZvs
Everything begins with a detailed review of all communications and financial transactions to search for suspicious activity which is flagged when identified. Watch the presentation or visit us for more details at https://bit.ly/3ARwrHE
It is essential for financial firms to embrace any new e-Comms channels and shift towards SMS as clients shift away from email. The sole purpose of choosing any digital communication except E-mail is to monitor, archive, and report non-compliant conversations easily, According to the regulation of financial regulators. Have a look at this presentation and visit our website for more information: https://bit.ly/3KeQqVB
Get to know the details about Shield's announcement regarding Full Surveillance for Microsoft Teams. One of the first compliance platforms to provide full surveillance. We help financial institutions capture, correlate and analyze data to meet regulatory requirements. Source - https://bit.ly/2HQPMS8
In the scenario portrayed by PWC, the fictitious Head of Surveillance decreed, “I was well aware that the rock upon which most surveillance programs floundered and perished was data.” Read the article or watch the PPT for the details at https://bit.ly/30jSDZZ
Data doesn’t need to be simply gathered in the digital equivalent of massive archive storage boxes that are never opened again. In order to ensure compliance. Watch the presentation for more details about it at Shield or visit us at https://bit.ly/2ZDI5Ex
Have a look at this presentation and know how Shield proactive compliance Investigations programs help uncover opportunities and empower investigations, crisis readiness and full recovery. Visit - https://bit.ly/33pwSZU
Despite financial firms being famously conservative about their working practices, these businesses and their workers have had to find ways to work from home safely and securely. Watch the PPT and visit us for more information at https://bit.ly/3fcnakw
The SEC and DOJ likely feel confident that their respective charges will stick given the “paper trail” McAfee left behind on social media. Watch the presentation for more details or visit us at https://bit.ly/3foTroW
Shield chose high-profile expert professional services provider Deloitte to conduct the SOC 2 audit not only for its impressive reputation. Watch the presentation or visit the blog to know more about Trust and Security with SOC 2 Accreditation at https://bit.ly/3iWQfTu
GameStop, a brick-and-mortar gaming and entertainment retail business, had seen declining sales for years, posting losses over $600 million in 2018 and nearly $200 million in 2020. Read the blog to know more about GME at https://bit.ly/3uThz8K
Watch the presentation at Shield about Data archieving. Archiving remains popular, but, despite the new guidelines rolled out since that report, most firms remain unable to adhere to those regulations and cannot yet proactively or effectively detect fraud.
The shield takes an integrated surveillance method. It focuses on collecting, correlating and analyzing data across both structured data (trade data, market news) and unstructured data (voice, email, text, eComms). For more details about electronic communications surveillance view this presentation. Source: https://bit.ly/3223cB9
Collusion is expressly forbidden by law since it unfairly benefits the cartel (although not necessarily its customers), while hurting the broader market. Watch the presentation or visit us for more information at https://bit.ly/3vgG5iR
Tom logs into their proprietary trade surveillance system. He’s worked at the firm for 11 years and he can’t ever recall a major software update. Check out the PPT or visit us for more information about Life of a Compliance Officer at https://bit.ly/3fyBrrW
Communication changes, whether it be language that’s reinvented or the growing number of communication channels that organizations are obliged to monitor. Watch the presentation for more information and visit us at https://bit.ly/31N86Ta
Collusion takes place in every market. In 2014, six banks — including Citigroup and JPMorgan Chase — were fined a massive $4.3 billion because of collusion in which banks colluded to boost profits. Watch the prsentation to know motre details about Shield.
Shield’s Advanced Workflow function ensures alerts and rules are tailored to the internal structure of the firm, providing support to operations rather than creating an additional task for compliance teams. View this presentation to know about Communications Surveillance, or visit - https://bit.ly/3fvCSpt
Have a look at this presentation and get to know about Blockchain and Regulatory Compliance. Blockchain technologies can improve private regulatory compliance, but the Blockchain can also help regulators. For details about Blockchain technologies visit this link - https://bit.ly/2TskCmO
It could be the IT team that’s under-resourced and has the unfortunate task of maintaining all of the spaghetti-cobbled legacy plus third-party solutions. Watch the presentation or visit the blog to know Why Compliance Officers are Unhappy with Communications Archiving Solutions at https://bit.ly/2UAADL4
MiFID II and GDPR regulations and enforcement will only become more stringent. Neither set of rules is new anymore, meaning that there is zero excuses for failing to comply. Watch the PPT or visit us at https://bit.ly/3hwcFKA for more information.
Due to COVID-19, every firm needs to be able to activate new compliance policies and deactivate outdated ones with the flick of a switch. View this presentation to know about" What if hyper-activity by regulators is the New Normal?" Visit - https://bit.ly/3f8n1gd
View this presentation to know about electronic communication surveillance at Shiels. Today, data is spread across multiple silos, each managed separately with its data owner, quality, integrity, and accessibility. Visit - https://bit.ly/31dHLNm
Have a look at this presentation to know about Shield has joined the IBM cloud for the financial services ecosystem. It is designed to address the requirements of financial services institutions for regulatory compliance, security and resiliency. Source: https://bit.ly/34Uk3Hz
Check out this presentation to know about the Shield Communications Compliance Platform. We redefine the way organizations handle compliance risks from electronic communications by automating and orchestrating the complete lifecycle. Visit our website to learn how we can help organisations with communication surveillance.
Compliance vendors recognize the opportunity that digitalization brings for them and their clients. Get more information about Digitalization at Shield. Read more information at https://bit.ly/2JsGGwf
Shield platform proactively alerts the Compliance/Surveillance team of any flagged content within Zoom sessions, utilizing its unique behavioral detection models for Market Abuse, Employee Conduct and Information Handling. To enable the Zoom integration, or for more details on Shield visit - https://bit.ly/3dJ6Sxq
Financial firms and banks are utilizing advanced risk management solutions for better data management and capturing. To achieve risk management compliance it is necessary to regularly refresh the technologies to keep up with the increasing number of data sources and to maintain better end-to-end surveillance. Have a look at this presentation and visit our website for more information. Visit: https://bit.ly/3Q1LHIe
Some very high-profile misconduct cases are posing real challenges in carrying out the investigation. Wade through the risk management and rise of regtech in global financial services firms, providing solutions in the investigation. See this presentation for full details and visit the link - https://bit.ly/3aCQiSw
We’re honored to be recognized by such a prestigious organization like the RegTech Insight Awards, alongside some of the world’s leading innovative fintech companies. Watch the PPT or visit us at https://bit.ly/3mmpBEj
We are proud to announce our platform has won the ‘Best Complete Communications Compliance Platform 2021’ category in the Wealth & Finance International FinTech Awards. Watch tyhe prentation or visit the blog at https://bit.ly/3mq5ia3
Financial firms are the stewards of our economy; when they falter and post strings of losses, there is a pronounced ripple effect. Watch the presentation or visit us at https://bit.ly/3717YlC
It's time now to look at the new compliance normal and requirements were relaxed at the onset of the pandemic. checkout this presentation to know about the new compliance normal and post covid new normal and visit this blog here: https://bit.ly/3l4qh08
AI is not going anywhere as its potential value to financial organizations is too great to halt adoption, but it does require a level of human oversight that will be crucial to ensure it meets regulatory standards. Watch the presentation or visit us at https://bit.ly/2XwWBAg
AI is not going anywhere as its potential value to financial organizations is too great to halt adoption, but it does require a level of human oversight that will be crucial to ensure it meets regulatory standards. Watch the presentation or visit us at https://bit.ly/2XwWBAg
Check out this to learn about ePrivacy regulation and General Data Protection Regulation. Is their implication brings more challenges to financial industries and Communications Compliance? Go through this for full info or visit this link: https://bit.ly/3nxlwLW
For Effective Compliance investigations, it's important that compliance officers have a complete view of all relevant facts, and Compliance officers also consider the trade and market data contemporaneous with a suspicious event. For more information click the link here: https://bit.ly/2JxxqHf
We are anticipating a fairly big spike in eComms regulations given how prevalent they have become in this pandemic world. Watch the presentation or visit us for more information at https://bit.ly/2PfAeuO
That means going far beyond an ingest-and-store model in which old messages are put into the digital equivalent of an unsorted box. Watch the PPT or viist us for more details at https://bit.ly/3lSgk7w
Wirecard is under investigation for insider trading and other nefarious acts of fiscal regulatory non-compliance. Know if Surveillance Tools have Predicted Wirecard’s Demise at https://bit.ly/2KNWkTe
Along with providing proper guidance to traders about how to trade and document their trading behavior, it is essential that companies invest in comprehensive surveillance systems.