Slide sem ttulo

1
Brazilian Court of Audit - TCU
Risk Analysis in Regulatory Agencies for
Infrastructure Services
Intosai - Morocco October 2007
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TCU strategies for following up on delegated
public services
Brazilian Court of Audit - TCU

• Concession
• Contract execution
• Performance of the regulator

3
Mapping of macroprocesses and systems used by
regulatory bodies
Brazilian Court of Audit - TCU

• What for?
• To attach priority to control actions
• To improve control actions
• To improve the communication process

4
Mapping of macroprocesses and systems used by
regulatory bodies
Brazilian Court of Audit - TCU

• How?
• Mapping of end-macroprocesses and processes
  adopted by regulatory agencies
• Mapping of risk considering criteria related to
  materiality, probability and relevance
• Survey of data and systems used by regulatory
  bodies
• to identify necessary information and reports for
  regulation control purposes
• to optimize information exchanges between TCU and
  regulatory bodies

5
RISK ANALYSIS
Regulatory objectives Price Quality Continuity Ex
pansion and universal access Costumer
care Efficiency Safety
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RISK ANALYSIS
7
RISK ANALYSIS
8
General map of risk events Copie de
Tabela_slide7_apresentaçãoIntosai_ing.xls
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Brazilian Court of Audit - TCU
Output
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Brazilian Court of Audit - TCU
Output
Risk Concentration by Process
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Brazilian Court of Audit - TCU
Outcomes

• Risk Map ..\Pen drive Sefid\Pen drive Sefid\Risk
  Map.xls
• New regulation control methods and techniques
• PPP
• Asymmetry of information in the electricity
  sector
• Competition in the telecommunications sector
• Economic-financial regulation in the dock/port
  sector
• Economic-financial regulation in the railroad
  sector
• Economic-financial regulation in the oil sector

12
Brazilian Court of Audit - TCU

• Thank you.

Maridel Piloto de Noronha maridelpn_at_tcu.gov.br TCU
- Brazil