Title: Pragmatic aspects of learner language
1Pragmatic aspects of learner language
From The Study of Second Language
Acquisition By Rod Ellis
2Introduction
- The growing interest in interlanguage pragmatics
reflects the enormous developments in the
theoretical and empirical study of pragmatics
over the last two decades (see Levinson 1983
Coulthard 1985 Hatch 1992, for surveys of the
field). - Pragmatics is the term used to refer to the field
of study where linguistic features are considered
in relation to users of the language (Levinson
1983).
3Introduction
- According to Crystal, "Pragmatics is the study of
language from the point of view of users,
especially of the choices they make, the
constraints they encounter in using language in
social interaction and the effects their use of
language has on other participants in the act of
communication" (Crystal 1985, p. 240). - Pragmatics is the study of communicative action
in its sociocultural context. Communicative
action includes not only speech acts - such as
requesting, greeting, and so on - but also
participation in conversation, engaging in
different types of discourse, and sustaining
interaction in complex speech events.
4Introduction
- When speakers perform utterances in context they
accomplish two things (1) interactional acts and
(2) speech acts. - Interactional acts impose structure on the
discourse by ensuring that one utterance leads
smoothly to another. - Speech acts constitute attempts by language users
to perform specific actions, in particular
interpersonal functions.
5Introduction
- Interlanguage Pragmatics is defined as the study
of 'learners' use and acquisition of linguistic
action patterns in a second language
(Bardovi-Harlig, 1996 Kasper, 1999 Rose, 2000). - There is a basic premise in interlanguage
pragmatics that it is not enough just to know
the equivalent words and phrases in a second
language (L2). Learners need to determine the
situationally-appropriate utterances, namely - what can be said,
- where it can be said,
- when it can be said,
- how to say it most effectively.
6Introduction
- In social psychology, impression management is
the process through which people try to control
the impressions other people form of them. It is
usually synonymous with self-presentation. - Impression management (IM) theory states that any
individual or organization must establish and
maintain impressions that are congruent with the
perceptions they want to convey to their publics
(Goffman, 1959).
7Introduction
- From both a communications and public relations
viewpoint, the theory of impression management
encompasses the vital ways in which one
establishes and communicates this congruence
between personal or organizational goals and
their intended actions which create public
perception. The goal is for one to present
themselves the way in which they would like to be
thought of by the individual or group they are
interacting with. This form of management
generally applies to the first impression.
8Introduction
- Impression management (IM) is the goal-directed
conscious or unconscious attempt to influence the
perceptions of other people about a person,
object or event by regulating and controlling
information in social interaction. If a person
tries to influence the perception of his image,
this activity is called self-presentation. - Impression management in SLAthe way learners
make use of their L2 resources in interaction to
create social meanings favorable to themselvesas
this relates closely to work on speech acts.
9Speech acts and illocutionary meaning
- A speech act is an utterance which serves as a
functional unit in communication. Utterances have
a literal or propositional meaning (e.g., "Where
was I when that cell phone rudely interrupted
me?" as uttered by a speaker who was just
distracted away from his talk). - Utterances also have a functional or
illocutionary meaning (i.e., the effect that the
utterance or written text has on the reader or
listener, in the cell phone instance serving as a
complaint with the remedy that the participant
turn it off so there will not be another similar
interruption).
10Speech acts and illocutionary meaning
- According to speech act theory (Austin 1962
Searle 1969) the performance of a speech act
involves the performance of three types of act a
locutionary act (the conveyance of propositional
meaning), an illocutionary act (the performance
of a particular language function), and a
perlocutionary act (the achieving of some kind of
effect on the addressee).
11Speech acts and illocutionary meaning
- Searle (1975) distinguished direct and
indirect speech acts. - In a direct speech act, there is a transparent
relationship between from and function as when an
imperative is used to perform a request (e.g.,
Pass me the salt.). - In an indirect speech act, the illocutionary
force of the act is not derivable from the
surface structure, as when an interrogative form
serves as a request (e.g., Can you pass me the
salt?).
12Speech acts and illocutionary meaning
- Politeness, according to Brown and Levinson
(1987), is the phrasing of ones remarks in such
a way so as to manage the face, or public
identity (Goffman, 1967), of each interactant. - There are assumed to be two universal face wants
negative face, the desire to have ones actions
unimpeded by others, and positive face, the
desire for connection or closeness with others.
13Speech acts and illocutionary meaning
- Many acts threaten the positive or negative face
(or both) of the speaker and/or hearer (by
imposing on him or her) disagreements threaten
the hearers positive face. - Acts threatening the face of an interactant can
be made more polite (less face threatening) by
performing them with one of Brown and Levinsons
politeness super-strategies.
14Speech acts and illocutionary meaning
- For doing FTAs (Face Threatening Acts), Brown and
Levinson (1978/1987) proposes 5 super-strategies - (1) do the FTA on record, without redressive
action, baldlyreferred to as bald-on-recordwhe
n the FTA is of low face risk to the addressee. - (2) do the FTA on record with redressive
actionpositive politeness, when the face risk is
a little higher - (3) do the FTA on record with redressive
actionnegative politeness when the face risk is
even higher - (4) do the FTA off record and
- (5) dont do the FTA when the face risk is too
high to the addressee.
15Speech acts and illocutionary meaning
- Speech acts, indirectness and politeness have
received a great deal of attention in
interlanguage pragmatics research, especially
request (Blum-Kulka, 1982 Blum-Kulka Olshtain,
1986 House Kasper, 1987 Færch Kasper, 1989
Takahashi DuFon, 1989 Ellis, 1992 Hassall,
1997 Rose, 1998), apology (Olshtain Cohen,
1983 Trosborg, 1987 Olshtain, 1989 Maeshiba,
Yoshinaga, Kasper Ross, 1996), refusal
(Takahashi Beebe, 1987 Beebe, Takahashi
Uliss-Weltz, 1990), and complaint (Olshtain
Weinbach, 1987, 1993 Trosborg, 1995).
16Pragmatic Competence asAbility to Perform Speech
Acts
- accepting
- accusing
- advising
- agreeing
- apologizing
- arguing
- asserting
- bragging
- changing the subject
- commanding
- commenting
- complaining
- complimenting
- congratulating
- criticizing
- demanding
- denying
- disagreeing
- evaluating
- flattering
- greeting
- insisting
- insulting
- interrupting
- inviting
- making excuses
- ordering
- parting
- persuading
- probing
- questioning
- refusing
- reminding
- reporting
- requesting
- suggesting
- sympathizing
- threatening
- warning
17A Website on Speech Acts for Teachers
- At the Center for Advanced Language Acquisition
(CARLA), Noriko Ishihara and Andrew D. Cohen have
developed over the last three years this source
of information for language teachers, materials
developers, learners, and researchers
http//www.carla.umn.edu/speechacts/teaching.html.
- This website was created in response to a felt
need expressed by a curriculum writer that basic
information about speech acts was not readily
available, and that he did not have time to seek
it out in research reports.
18Speech acts and illocutionary meaning
- The study of speech acts in interlanguage has
concentrated on illocutionary meanings, or
language functions as they are commonly known. - The questions that have been addressed are (1)
To what extent and in what ways do learners
perform illocutionary acts in the L2 differently
from native speakers of the target language? - (2) How do learners lean to perform different
illocutionary acts?
19Illocutionary ForceThe Day After Tomorrow
??????? vs. ????
20Illocutionary Force ????????,????????????(??)??
????,??????
21Research methods for studying illocutionary acts
in learner language
- Ideally, the study of illocutionary acts in
learner language should involve the collection of
three sets of data - (1) samples of the illocutionary act performed
in the target language by L2 learners, - (2) samples performed by native speakers of the
target language, - (3) samples of the same illocutionary act
performed by the learners in their L1.
22Research methods for studying illocutionary acts
in learner language
- The study of learners production of
illocutionary acts had made use of (1) discourse
completion tasks, (2) role play, and (3)
naturally occurring speech. - Discourse completion tasks (DCTs) have been
extensively used. In the Cross-Cultural Speech
Act Realization Project (Blum-Kulka, House, and
Kasper 1989) a series of studies involving
subjects from a variety of language backgrounds
(for example, American, British, and Australian
English, Canadian French, Hebrew, German, and
Danish) made use of a questionnaire consisting of
eight request and eight apology contexts.
23Research methods for studying illocutionary acts
in learner language
- Kasper and Dahl (1991) distinguish data
collection methods according to the modality of
the data elicited (perception/comprehension/intuit
ion vs. production) and the degree of control
over learners speech (elicited vs.
observational). - They also point out that some of the most
successful studies have employed combined methods
of data collection.
24Research methods for studying illocutionary acts
in learner language
- As with any set of measures, there are trade-offs
associated with using more open as opposed to
more closed types of assessment. - Open role play, for example, allows for the full
operation of turn-taking, sequencing of moves,
and negotiation of meaning (Kasper and Dahl,
1991 228-9). Written response, on the other
hand, may foster more thoughtful responses,
possibly more indicative of a speaker's
competence.
25How to Assess Speech Acts
- Perception of a Speech Act
- Rate the following responses according to whether
they are "acceptable," "more or less acceptable,"
or "unacceptable" in an American English
situation - (1) A student forgets to return a book to a
professor. Student - a. ____ Oh, damn! I forgot it.
- b. ____ Sorry. I forgot.
- c. ____ Oh, I'm really sorry. I completely
forgot. - d. ____ Oh, well, I've had a lot on my mind
lately. - (2) A young woman bumps into your shopping cart
at the supermarket and some of your groceries
spill onto the floor. Aside from helping you pick
them up, she says - a. ____ Sorry.
- b. ____ Please forgive me.
- c. ____ I'm very sorry.
- d. ____ I'm really sorry.
26How to Assess Speech Acts
- Production of a Speech Act Classical DCT
- (1) You promised you'd buy your neighbor medicine
for her sick child while in town, but you forgot.
- Your neighbor "Did you get the medicine?"
- You _________________________
- (2) You don't stop in time at a red light and
bump into the car in front of you. The other
driver and you get out and see that there is
damage to the other car. The other driver is very
upset. - You _________________________
27How to Assess Speech Acts
- Production of a Speech Act Multiple-Rejoinder
DCT - (1) You find a bargain air ticket to a city where
you have great friends. In order to take
advantage of this deal, you need to ask your
instructor for an extension on a paper that you
were supposed to hand in after the weekend. - You __________________________
- Professor Well, you know, you had plenty of time
to work on this paper already. There was no need
to wait until the last minute to prepare it. - You __________________________
- Professor I'm sorry, but I can't really agree to
give you an extension on this paper. I don't
think that going to visit some friends during the
semester is a good enough reason for an
extension. - You _________________________
- Professor Well, I'm not so thrilled about doing
it. It's not my policy. - You _________________________
- Professor Ok, well, just this time.
28Research methods for studying illocutionary acts
in learner language
- A widely used and fruitful elicitation procedure
is the Discourse Completion Test/Task (DCT),
originally developed by Blum-Kulka (1982) and
used by such researchers as Olshtain and Cohen in
their study of apologies in Hebrew and English,
Beebe in her work on refusals in Japanese and
English, and Eisenstein and Bodman in their
investigation of expressions of gratitude among
native and nonnative speakers of English.
29Research methods for studying illocutionary acts
in learner language
- In most cases, the major aim of studies using
this method of elicitation is to collect data
which may be compared for the purpose of
cross-linguistic study and also to investigate
the sociolinguistic problems faced by second
language learners. - The use of naturally occurring speech as a basis
for studying interlanguage pragmatics has been
less common, partly because of the difficulty of
assembling a sufficient corpus of data. Wolfson
(1989), however, used this approach to
investigate learners complimenting behavior.
30Research methods for studying illocutionary acts
in learner language
- Discourse completion tests have become
increasingly widespread in the collection of data
on speech act realization both within and across
language groups. Like all methods used in the
collection of sociolinguistic data, they have
disadvantages as well as advantages.
31Research methods for studying illocutionary acts
in learner language
- The Advantages of Elicitation Method
- One great advantage of this type of data
collection is that it permits the researcher to
control for specific variables of the situation,
thus giving a coherence to the findings which may
be very difficult to achieve otherwise. If, for
example, the investigator wants to test the
effect of the social status of the participants
in a given speech act, it is possible to include
this in the questionnaire descriptions, thus
leading subjects to take this factor into account
in their responses.
32Research methods for studying illocutionary acts
in learner language
- The Advantages of Elicitation Method
- Another great advantage of elicited data, and one
which cannot ignored, is that they allow
investigators to collect a considerable amount of
data on a given type of speech behavior within a
relatively short time. Not all speech acts occur
with equal frequency, and some, which may provide
valuable insight into cultural rules, may occur
in situations which are inaccessible to the
researcher. Even the collection of data on a
speech act as commonly heard as apologies
requires much less effort to accomplish through
elicitation than by, for example, observation.
33Research methods for studying illocutionary acts
in learner language
- The Disadvantages ( Limitations) of Elicitation
Method - While it is true that the use of such
questionnaires is a quick means of acquiring a
large amount of data about a communitys
perceptions regarding correct speech behavior, it
is necessary to recognize that the data collected
in this way cannot be expected to give us all the
information we need about the ways in which a
speech act is performed in spontaneous
interactions.
34Research methods for studying illocutionary acts
in learner language
- The Disadvantages ( Limitations) of Elicitation
Method - In some respects, there is a high degree of
convergence between subjects responses to this
sort of elicitation procedure and the actual
behavior found to occur spontaneously, while in
other respects, we must face the fact that the
nature of the task will produce intrinsic
differences. That is, it must always be
recognized that responses elicited within a
written frame are, by their very nature, not the
same as spontaneous speech.
35Research methods for studying illocutionary acts
in learner language
- The Disadvantages ( Limitations) of Elicitation
Method - On the one hand, the conventional rules for
speech differ considerably from those for written
communication, and this cannot fail to have an
effect on the results obtained. On the other
hand, the simple fact that writing an answer
permits more time to plan and evaluate it than
one normally has while participating in an
ongoing interaction must also be taken into
account when comparing the results of these two
modes of responding to a given situation.
36Research methods for studying illocutionary acts
in learner language
- A number of studies which have compared data
obtained from discourse completion questionnaires
with that from observational studies have found
differences with regard to the actual wording
used, the semantic formulas employed, the length
of learners responses, and the size of the
discourse context created. - These differences raise questions about the
extent to which the elicited data can serve as
evidence of learners pragmatic competence, as
they may not accurately reflect actual language
use.
37Research methods for studying illocutionary acts
in learner language
- While DCT elicits speakers performance data and
focuses on speakers point of view, the
metapragmatic judgment task (MJT) is from
hearers point of view and to elicit hearers
judgment on whether a strategy is acceptable in a
given situation.
38Research methods for studying illocutionary acts
in learner language
- With the intent of obtaining complementary data,
many studies in interlanguage pragmatics have
collected two sets of data on a particular
politeness phenomenon. Often, at least one
observational method is chosen to obtain data on
the learners production and another method is
used to elicit information about unobservable
phenomena, that is, perceptions of metapragmatic
judgments.
39Description of paper extension situation in DCT
and MJT
- An Example of DCT
- You are writing a term paper for one of your
courses. You are working hard on the paper, but
you have to stop because you also have to study
for final exams in your other courses. The paper
is due tomorrow, and you need a few more days to
finish it. You decide to ask Professor Brown,
whom you dont know very well, for an extension.
Professor Brown hesitates because it wont be
fair to other students in the class, but then
he/she agrees to give you an extension. A few
days later, when you turn in the paper, what
would you say to Professor Brown?
40Description of paper extension situation in DCT
and MJT
- An Example of MJT
- A student is writing a term paper for a course.
The student is working hard on the paper, but has
to stop because the student also has to study for
final exams in other courses. The paper is due
tomorrow, but the student needs a few more days
to finish it. The student decides to ask
Professor Brown, whom the student doesnt know
very well, for an extension. Professor Brown
hesitates because it wont be fair to other
students in the class, but then agrees to give
the student an extension. A few days later, when
the student turns in the paper to Professor
Brown, the student says - 1 2 3 4 5 (A) Im really sorry for asking the
extension. - Reason(s) ______________________________________
_______ - _____________________________________________
41Illocutionary acts in learner language
- Thomas (1983) discusses the problem of
sociolinguistic miscommunication. For Thomas,
pragmatic failure is the inability to
understand what is meant by what is said. The
term pragmatics is used for descriptions of
patterns having to do with interpersonal
interaction.
42Illocutionary acts in learner language
- Pragmatic failure can be divided into two types
pragmalinguistic failure and sociopragmatic
failure. - Pragmalinguistic failure arises because of the
language users ignorance or unfamiliarity with
the linguistic strategies and conventional
formulaic expression of foreign language, and he
thus resorts to inappropriate direct language
transfer from first language.
43Illocutionary acts in learner language
- Sometimes NNS (Non-Native Speakers) use 'proper'
grammar, but it doesn't sound natural, i.e., it
doesn't sound natural like a NS (Native Speaker)
would use language. - a. NNS It is another my essay.
- b. NS It is another essay of mine.
- c. NNS I sleep now.
- d. NS I will go to sleep now.
44Illocutionary acts in learner language
- Sociopragmatic failure is a failure that stems
from the language users unawareness of the
different sociocultural rules and different
concepts of politeness in first-language and
foreign language societies the user applies
inappropriate strategies in given social
contexts. - It is difficult to draw an absolute distinction
between them they form a continuum.
45Illocutionary acts in learner language
- Research into the use and acquisition of
illocutionary acts has been somewhat limited. It
has tended to concentrate on a fairly small set
of speech acts. - Many of these acts have two points in common.
First, they constitute relatively well-defined
acts in the sense that they are realized by means
of a small set of easily recognizable linguistic
elements (many formulaic). - Second, these acts are face-threatening in nature
different L1 backgrounds are able to use
native-like politeness strategies.
46Illocutionary acts in learner language
- Requests
- Nine sub-levels of strategy types
- (scale of indirectness)
- (Blum-Kulka et al., 1989)
- Direct Strategies
- 1. Mood derivable (The grammatical mood of the
verb in the utterance marks its illocutionary
force as a request.) - Leave me alone.Clean up this mess, please.
- 2. Explicit performatives (The illocutionary
force of the utterance is explicitly named by the
speakers.) - Im asking you to clean up the kitchen.Im
asking you not to part the car here.
47Illocutionary acts in learner language
- Requests
- Direct Strategies
- 3. Hedged performatives (Utterances embedding the
naming of the illocutionary force.) - Id like to ask you to clean the kitchen.Id
like you to give your lecture a week earlier. - 4. Obligation statements (The illocutionary point
is directly derivable from the semantic meaning
of the locution.) - Youll have to clean up the kitchen.Maam,
youll have to move your car. - 5. Want statements (The utterance expresses the
speakers intentions, desire or feeling vis á vis
the fact that the hear do X.) - I really wish youd clean up the kitchen.I
really wish youd stop bothering me.
48Illocutionary acts in learner language
- Requests
- Conventionally indirect strategies
- 6. Suggestory formulae (The sentence contains a
suggestion to X.) - How about cleaning up?Why dont you get
lost?So, why dont you come and clean up the
mess you made last night? - 7. Query preparatory (The utterance contains
reference to preparatory conditions, such as
ability or willingness, the possibility of the
act being performed, as conventionalized in any
specific language.) - Could you clean up the kitchen, please?Would
you mind moving your car, please?
49Illocutionary acts in learner language
- Requests
- Non-conventionally indirect strategies (hints)
- 8. Strong hints (The utterances contains partial
reference to object or to elements needed for the
implementation of the act, directly pragmatically
implying the act) - You have left the kitchen in a right mess.
- 9. Mild hints (Utterances that make no reference
to the request proper or any of its elements but
are interpretable through the context as
requests, indirectly pragmatically implying the
act) - Im a nun (in response to a persistent hassler).
- These subcategories of conventional indirectness
vary across languages in conventions of form.
50Illocutionary acts in learner language
- Apologies
- According to the Olshtain and Cohens analysis,
the major strategies used to express an apology
are the following (1) expression of apology
(formulaic) Im sorry, (2) expression of
responsibility It was my fault. Either of
these two strategies could stand alone as an
apology, but in addition it was found that three
other strategies often occur in conjunction with
them, depending on the speakers evaluation of
the severity of the offense and also on the
social distance and/or the status of the victim.
51Illocutionary acts in learner language
- Apologies
- Speakers may employ the following additional
three strategies intended to make amends for the
offense, or use one or both of the first two
along with any or all of the following (3)
explanation, (4) offer of repair, (5) promise of
forbearance.
52Illocutionary acts in learner language
- Refusals
- Classification of Refusals
- (Beebe et al. 1990 72-73)
- I. Direct
- A. Performative (e.g., I refuse)
- B. Nonperformative statement
- 1. No
- 2. Negative willingness/ability
- (I cant. I wont. I dont think so.)
53Illocutionary acts in learner language
- Refusals
- Classification of Refusals
- II. Indirect
- A. Statement of regret (e.g., Im sorry . . .
I feel terrible . . . ) - B. Wish (e.g., I wish I could help you . . .)
- C. Excuse, reason, explanation
- (e.g., My children will be home that nigh.
- I have a headache.)
- D. Statement of alternative
- 1. I can do X instead of Y
- (e.g., Id rather . . . Id prefer )
- 2. Why dont you do X instead of Y
- (e.g., Why dont you ask someone else?)
54Illocutionary acts in learner language
- II. Indirect
- E. Set condition for future or past acceptance
(e.g., If you had asked me earlier, I would have
. . .) - F. Promise of future acceptance (e.g., Ill do
it next time I promise Ill . . . or Next
time Ill . . .using will of promise or
promise) - G. Statement of principle (e.g., I never do
business with friends.) - H. Statement of philosophy (e.g., One cant be
too careful.)
55Illocutionary acts in learner language
- II. Indirect
- I. Attempt to dissuade interlocutor
- 1. Threat or statement of negative consequences
to the requester (e.g., I wont be any fun
tonight to refuse an invitation) - 2. Gilt trip (e.g., waitress to customers who
want to sit a while I cant make a living off
people who just order coffee.) - 3. Criticize the request/requester, etc.
(statement of negative feeling or opinion)
insult/attack (e.g., Who do you think you are?
Thats a terrible idea!) - 4. Request for help, empathy, and assistance by
dropping or holding the request. - 5. Let interlocutor off the hook (e.g., Dont
worry about it. Thats okay. You dont have
to.) - 6. Self-defense (e.g., Im trying my best.
Im doing all I can do. I no do nutting
wrong.)
56Illocutionary acts in learner language
- II. Indirect
- J. Acceptance that functions as a refusal
- 1. Unspecific or indefinite reply
- 2. Lack of enthusiasm
- K. Avoidance
- 1. Nonverbal
- a. Silence
- b. Hesitation
- c. Do nothing
- d. Physical departure
- 2. Verbal
- a. Topic switch
- b. Joke
- c. Repetition of part of request, etc. (e.g.,
Monday?) - d. Postponement (e.g., Ill think about it.)
- e. Hedging (e.g., Gee, I dont know. Im not
sure.)
57Illocutionary acts in learner language
- Impression Management
- The study of impression management has been
informed by interactional sociolinguistics. - This examines how speakers achieve communicative
effects by manipulating their linguistic and
nonlinguistic resources. - When learners participate in conversation with
native speakers and other learnerparticularly if
the encounters are of the unequal kindthey need
to negotiate the impression they wish to create.
Frequently, they lack knowledge of the relevant
contextualization cues.
58Illocutionary acts in learner language
- Impression Management
- One solution is to accept the social role
allocated to thema kind of avoidance strategy.
Another is to substitute cues from their native
languagea form of transfer. A third solution is
to make creative use of their interlanguage
resources to exploit their status as language
learners. - Little is currently known about how learners use
of contextualiztion cues develops over time and
how they learn to manage impressions in a manner
compatible with target-language norms.
59Conclusion
- Although quite a lot is now known about how
learner use an L2, very little is known about how
rules of speaking are acquired. For this,
longitudinal studies are needed. - The studies to date suggest that three factors
are of major importance in the acquisition of
pragmatic competence. The first is the level of
the learners linguistic competence. The second
is transfer. The third is the status of the
learner.
60Conclusion
- The study of interlanguage pragmatics acts in L2
acquisition has focused on the spoken medium and
has paid little attention to writing. - Although we know something about how
contextualized acts such as requests,
apologies, and refusals are acquired, we know
little about how learners acquire the ability to
perform acts found in decontextualized, written
language. - If the study of interlanguage pragmatics is to
progress it will need to examine written as well
as spoken learner language.