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Title: Normative Principles: Idea, Verbal, Notational Planes


1
Normative Principles Idea, Verbal, Notational
Planes
  • Devika P. Madalli
  • Documentation Research and Training Centre,
  • Indian Statistical Institute,
  • Bangalore, INDIA

2
Cannons for Array
  • ! Remember
  • There are two basic structures in classificatory
    hierarchies
  • Arrays (horizontal)
  • Chains (vertical)

3
Cannons for Array
  • There are four cannons for arrays
  • Canon of Exhaustiveness
  • Canon of Exclusiveness
  • Canon Helpful Sequence
  • Canon Consistent Sequence

4
Canon of Exhaustiveness
  • The classes in an array of classes or the ranked
    isolates in an array of ranked isolates should be
    totally exhaustive of their respective common
    immediate universe

5
Canon of Exhaustiveness
  • Example
  • Universe of Flowers
  • When divide by colors
  • We get red, blue, yellow good!
  • What about mixed colors?
  • So we have to introduce category mixed color
    though it is not name of a color

6
Canon of Exhaustiveness
  • Universe of Numbers
  • Number (integers)
  • Zero-Class One
    Class
  • This array is not totally Exhaustive if it is
    for rational numbers

7
Canon of Exhaustiveness
  • Rational Number
  • Zero Proper-Fraction One-Class
    Improper-Fraction
  • Class Class Class

8
Canon of Exhaustiveness
  • Major implication
  • Avoiding the need for others in arrays
  • Others is usually used if some isolates do
    not belong in any other place so they can be
    dumped into it!

9
Canon of Exclusiveness
  • The classes in array of classes or the ranked
    isolates in an array of ranked isolates should be
    mutually exclusive

10
Canon of Exclusiveness
  • What it means
  • No entity/concept from the common immediate
    universe can belong to more than one class of an
    array
  • OR
  • No two classes (can have entities within) that
    overlap

11
Canon of Exclusiveness
  • Means of securing exclusiveness
  • Classes of an array should be derived by
    application of single characteristic

12
Canon of Exclusiveness
  • Consider Students
  • By faculty of study
  • Physics, Mathematics, Chemistry
  • By level of performance
  • Good students, poor students

13
Canon of Exclusiveness
  • Now there are good, physics students and poor
    physics students
  • That means some physics students are also some
    good students
  • We need to keep these two categories exclusive
    and combine if and when necessary

14
Canon of Exclusiveness
  • Some classification system clutter
    characteristics because their notation
    possibilities are limited
  • Example
  • In domain literature
  • Classic Poetry Classic Drama
  • Modern Poetry Modern Drama
  • Whereas, it is logical to associate FORM, and
    then PERIOD in succession instead.

15
Canon of Helpful Sequence
  • The sequence of the classes in an array of
    classes and of ranked isolates in an array of
    ranked isolates should be helpful to the purpose
    of those for who it is intended

16
Canon of Helpful Sequence
  • Conflict of Purpose Helpfulness of sequence
    will vary with the users of the scheme for
    classification. However we trace most prevalent
    concept patterns in various domains

17
Canon of Helpful Sequence
  • There are eight (some of them sets) principles
    by which we can implement the canon of helpful
    sequence

18
Helpful Sequence
  • List of Principles
  • Principle of Later-in-Time
  • Principle of Later-in-Evolution
  • Principle of Spatial Contiguity
  • Principle of Quantitative Measure
  • Principle of Increasing Complexity
  • Principle of Canonical Sequence
  • Principle of Literary Warrant
  • Principle of Alphabetical Sequence

19
Principle of Later-in-Time
  • If the classes in an array of classes or the
    isolates in array of isolates have originated in
    different times, they should be arranged in a
    parallel progressive time sequence, unless any
    other over-whelming consideration rules it out.

20
Later-in-time sequence
  • Example
  • Religion
  • Vedic Religion/s
  • Post Vedic Religion/s
  • Jainism
  • Bhuddhism
  • Judaism
  • Christianity
  • Islam

21
Principle of Later-in-Evolution
  • If the class in an array of classes belong to
    different stages of evolution, they should be
    arranged parallel to the evolutionary sequence
    unless any other over-whelming consideration
    rules it out.

22
Later-in-Evolution Sequence
  • Example Domain - Medicine
  • Embryo
  • Child
  • Adolescent
  • Adult

23
Later-in-Evolution Sequence
  • Example Domain Botany
  • Thallophyta
  • Bryopahyta
  • Pteridophyta
  • Gymnospserm
  • Monocotelydon
  • Dicotyledon

24
Principle of Spatial Contiguity
  • If the subjects in an array of subjects occur
    contiguously in space as -- unidirectional, or
    radial or circular - they should be arranged in a
    parallel spatial sequence, unless any other
    over-whelming consideration rules it out.

25
Principle of Spatial Contiguity
  • This principle is a bundle pertaining to every
    kind of spatial arrangement viz
  • Entities along a Vertical Line
  • Principle of Bottom Upwards
  • If the classes in an array of classes can be
    conveniently taken to be arranged along a
    vertical line, then they may be arranged
    bottom-upwards if it is helpful

26
Entities along vertical line
  • Example
  • Consider the entities of Botany
  • Root
  • Stem
  • Leaf
  • Flower,
  • fruit,
  • seed

27
Principle of Top-Downwards
  • If the classes in an array of classes can be
    conveniently taken to be arranged along a
    vertical line, then they may be arranged
    Top-Downwards if it is helpful

28
Principle of Top-Downwards
  • Example Domain Medicine
  • Head
  • Neck
  • Shoulder
  • Toe

29
Along Horizontal Line
  • Principle of left-right
  • Principle of right-left
  • Examples
  • 1. Terminal signs inside airports - A,B,C,D
  • 2. Arrangement of segment of highways car
    lane, truck lane, cycle lane, walk
    way/pedestrians

30
Entities along circular paths
  • Principle of Clockwise and counter-clockwise
  • Example
  • Zodiac signs Aries, Taurus, Pisces

31
Entities along Radial Line
  • Centre to Periphery
  • Example
  • Internal Parts Human hand
  • Bone, muscle, skin, hair

32
Entities away from a position
  • Entities of Solar system
  • Mercury
  • Venus
  • Mars
  • Pluto

33
Principle of Quantitative measures
  • Principle of Increasing quantities
  • Principle of Decreasing quantities
  • If the classes in the array of classes admit to
    quantitative distinction, then they should be
    arranged parallel to the sequence of increasing
    or decreasing quantities as the case may be,
    unless any other overwhelming consideration rules
    it out.

34
  • Example
  • I Increasing order
  • Centimeter, inch, metre
  • Grams, KGs, tons
  • II Decreasing order
  • World library, national Library, regional
    library, local library

35
Principle of Increasing Complexity
  • If the classes in the array of classes show
    different degrees of complexity then they should
    be arranged parallel to the sequence of
    increasing complexity, unless any other over
    whelming consideration rules it out.

36
Principle of Increasing Complexity
  • Example Domain Linguistics
  • Alphabet, Word, Phrase, Clause, Sentence

37
Principle of Canonical Sequence
  • If the classes in an array of classes are
    traditionally referred to in a specific sequence
    although there is no underlying principle
    evident, it is convenient to conform to this
    traditional sequence

38
Principle of Canonical Sequence
  • Example
  • Domain - Mathematics
  • Arithmetic, Algebra, Trignometry, Geometry
  • Domain Physics
  • Matter, Sound, Heat, Light

39
Principle of Literary Warrant
  • The classes in an array of classes maybe
    arranged in sequence of decreasing quantity of
    documents published or expected to be published

40
Principle of Alphabetical Sequence
  • When no other sequence of the classes in array
    of classes is more helpful, then the classes
    maybe arranged according to alphabetic
    arrangement by their names currently in
    international use.

41
Canon of Consistent Sequence
  • Whenever similar classes or ranked isolates
    occur in different arrays, their sequence should
    be parallel in all such arrays wherever
    insistence on such a parallelism does not run
    counter to other more important requirements.

42
Canon of Consistent Sequence
  • Implications
  • Conformity to this Canon will be conductive to
    economy of time and of mental energy. It will
    minimize the load on the memory both for the
    classifier and for the user.

43
Canon of Consistent Sequence
  • There are 2 ways in which consistent Sequence can
    be secured
  • - Automatic Conformity by using one and the same
    schedule to form an array in whatever subject it
    occurs
  • - Maintenance of parallel sequence with the
    help of some principles for helpful sequence

44
Canon of Consistent Sequence
  • Example Colon Classification
  • Common Isolates
  • Time Isolates
  • Space Isolates
  • Language isolates

45
Canon of Consistent Sequence
  • In Geography
  • England
  • France
  • Germany
  • Italy
  • In Literature
  • English
  • French
  • German
  • Italian

46
Canons for Chain
  • Canon of Decreasing Extension
  • While moving down from its first link to its
    last, the extension of the classes or of the
    ranked isolates, as the case may be should
    decrease and the intension should increase at
    each step
  • Examples Substances (in Chemistry)
  • Inorganic Substances
  • Elements
  • Halogens
  • Chlorine

47
Canons for Chain
  • ! Define Extension and Intension
  • Extension refers to the scope or the range
    comprised in a class (do not confuse with number
    no entities at each level)
  • Intension refers to the number of
    characteristics used in deriving it from the
    original universe

48
Canons for Chain
  • Canon of Modulation
  • A chain of classes or of ranked isolates should
    comprise one class or one ranked isolate, as the
    case may be, of each and every order that lies
    between the orders of the first link and the last
    link of the chain.

49
Canon of Modulation
  • Example In DDC in Domain Religion
  • All concepts belonging to Christianity have been
    listed from 220 280, but the higher link for
    all these isolates, Christianity is MISSING.
    Later it has been assigned given a number like
    220-280 - Christianity

50
Canon for Filiatory Sequence
  • If two characteristics are inseparable then we
    can form coalesced array
  • ! Define Coalesced Array
  • For practical purposes, Array formed by putting
    in succession in a single array the various
    arrays formed at any stage in the progressive
    classification.

51
Canon for Filiatory Sequence
  • Canon for Subordinate Classes
  • Canon for Coordinate Classes

52
Canon for Subordinate Classes
  • In a coalesced array if A1, A2, A3 are sub
    classes of class A, they immediately follow class
    A without being separated from it or among
    themselves by any other class
  • Example
  • Teachers of Physics (A)
  • Divide by rank
  • Lecturers(A1), Associate Profs(A2), Profs(A3)
  • Order in Coalesced Array A, A1, A2, A3

53
Canon for Co-ordinate Classes
  • In a coalesced array if Class A and B had
    originated in the one and same array and had been
    consecutive in it, they should not be separated
    from each other by any other class than the
    classes A1, A2, A3 having A as their common
    immediate universe

54
Canon for Co-ordinate Classes
  • Example
  • Teachers
  • Divide By Subjects Physics Teachers (A),
    Chemistry Teachers (B)
  • Divide by Rank
  • Lecturers(A1), Associate Profs(A2), Profs(A3)
  • Order in Coalesced Array A, A1, A2, A3, B

55
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