Title: UK Higher Education Policy and the Global Third Way
1UK Higher Education Policy and the Global
Third Way
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3The argument
- Concept of Third Way much disparaged as lacking a
clear definition. - Anthony Giddens, the theorist most identified
with the concept, insists that the case for the
reform of social democracy and social welfare
that is central to the Third Way has gained
global support - New Labour higher education policy remains
much influenced by the concept. - I explore the view that working with the grain of
Third Way theory, Labour governments policies
and provides the best way forward to a higher
education that matches the needs of the global
knowledge economy and enhances social inclusion
and social justice.
4The article
- The article reviews developments in UK higher
education including the 2003 Higher Education
White Paper and the 2004 Higher Education Bill in
the light of central tenets of Third Way theory, - Sees New Labour Higher Education policies as
strong embodiments of Third Way principles - Although they build on Tory policies grounded in
neo-liberal and mainstream management theory -
and a good deal of disparagement of these
policies within higher education including
widespread criticism of a culture of targets and
audit New Labour policies differ significantly
in other respects, not least in combining an
emphasis on sound public finance and strong
public services.
5Giddens on the Third Way
- Critique of historical materialism (1985)
- Account of the dynamics of global society and the
global knowledge economy (1990). - Mouzelis (2001 436) unlike most other
progressive thinkers, he squarely sets aside
all expectations of a transition to socialism and
concentrates on the much more relevant problem
of the humanisation of capitalism. - Beyond Left and Right (1994) a bridge between
Giddens previous theorising and his later
writing on the Third Way. - Giddens (2001) argument is that with the
collapse of state socialism and the triumph of
market mechanisms and the new importance of the
knowledge economy there is today no political
alternative to the Third Way. - For Giddens the Third Way, and in the UK New
Labour is, for the present at least, the only
show in town capable of responding realistically
and progressively to modern requirements,
including the reform of the welfare state and of
education
6The rationale of the Third Way
- Expressed most fully in the writings of Anthony
Giddens (1994, 1998, 2001, 2002a). His
articulation of the Third Way is aimed at taking
progressive politics beyond the traditional
dividing lines of left and right and at the same
time meeting the demands of the global economy
and the objective of advancing social justice. - The Third Way not an attempt to find a halfway
point between the Old Left and free market
fundamentalism (Giddens, 2001). - Rather, as seen by Giddens, it is a
distinctively left of centre project it is
about the modernisation of social democracy. - Giddens has continuously reoriented himself as a
public intellectual and has become far and away
the major theorist of the Third Way. - Sometimes referred to as Blairs guru, Giddens
accompanied Blair in his Third Way seminars with
Bill Clinton, whose Democrat administration and
the Democratic Leadership Council first advanced
Third Way politics in the USA.
7Blair on Third Way
- For Tony Blair (2003), the main elements of the
Third Way for New Labour are as follows. - the economy, acceptance of fiscal disciplines
together with investment in human capital,
science and knowledge transfer to meet the needs
of knowledge and information society - civic society, an emphasis on rights and
responsibilities, a new citizenship contract - public services, investment to ensure equality of
opportunity, but a restructuring to provide more
individually tailored services built around the
needs of the modern consumer and to secure the
public goods that markets, if left to themselves,
could not provide. - Thus New Labours modernising stance
- Differs significantly from Old Labour or
neo-liberalism/Thatcherism not least in combining
an emphasis on sound public finance and strong
public services - As such, New Labours policies involve
continuities as well as discontinuities with
traditional Labour values.
8Not only Blair or New labour
- Although a significant influence on New Labour,
the Third Way is not simply about Blair or New
Labours policies or programmes. - As well the current policies of New Labour, it is
the more general potential of Third Way theories
and politics that are the focus of this article.
9Looking at higher education specifically
- What is above all distinctive about the Third Way
is its dual nature its mix of marketisation,
the introduction of market relations between and
across various sites in society on the one hand
and its concern with equity and social justice
on the other with the intention of deflecting
the most corrosive effects of market forces
through state regulation and state support.
(Rajani Naidoo 200025) - Reform strategies in higher education reflect
these twin aims. - Whether the tensions between them e.g.
maintaining globally competitive world class
universities whilst widening participation can
be satisfactorily resolved is a primary issue. - However an explicit recognition that these
tensions exist and must be confronted in a
realistic higher education policy can be regarded
as a crucial feature of distinctively Third Way
higher education policy.
101996 General Election campaign emphasised
education, education, education reflected
Gordon Brown endogamous growth assumption of a
virtuous circle between human capital and
economic growth
- The expectation that higher education will
contribute to enhancing the nation states
competitive edge in the global market place by
developing innovations in knowledge and
technology and producing new smart workers
(Naidoo, 2000). - Traditional role in training an academic elite
and attention to the importance of an improved
science base plus a heightened emphasis on the
importance of higher education as preparation for
increasing areas of employment requiring
adaptability and flexible skills. - Although disparaged by some critics on the Left
as a narrow emphasis on employable selves also
an argument that an expansion of numbers and a
widening of participation in higher education
will be crucial in delivering increased social
inclusion and wider social benefits, including
citizenship and social justice. - But the role of education in a fulfilling life,
as a good in its own terms receives emphasis,
notably in The Learning Age a Renaissance for a
New Britain. Education is extolled as a personal
acquisition and a collective benefit. (Toynbee
and Walker, 2005)
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13Significance of key documents in relation to
Third Way themes
- Higher education expansion increased student
numbers and improved research funding aimed at
improving economic competitiveness and expanding
the personal and social benefits from higher
education - Widening participation aimed at achieving
improvements in social justice as well as human
capital - Increased student contribution to the funding
of higher education seen as necessary to expand
mass provision and also to support financially
poorer students - Greater accountability and improved management of
higher education and support for enhanced
professionalism - Improved responsiveness of higher education
(including targets and resource competition and
emphasis on partnership and knowledge transfer) - Encouragement of increased private funding
14Three Phases in New Labour HE policies -
Continuities and discontinuities with Tory
policies Whilst phase 1 and 2 list policies
already implemented, Phase 3 is more promissory
and represents the aspirations of New Labour
15Uncertainty and risk and accountability, audit
and enhancement in an expanded new higher
education
- Uncertainties re new kinds of students, new kinds
of courses and newly established institutions and
the efficiency and value for money of higher
education expansion - Demand for accountability and audit also fuelled
by pressures - from students for a democratisation of the
control of teaching and learning, - from employers and students a demand for greater
relevance and transferability in the
knowledge and skills provided by courses.. - Although commissioned by a Conservative
government, the Dearing Report provided a
powerful impetus to New Labour policies not least
in the areas of quality management and
enhancement. - One significant outcome of Dearing was the
creation of Institute of Learning and Teaching
(ILT) and the Learning and Teaching Support
Network (LTSN), now incorporated into the Higher
Education Academy, developments generally viewed
favourably as involving an appropriate mix of top
down and bottom up processes.
16Negative aspects of regimes of accountability
and quality enhancement in UK Higher Education
- Successive regimes of quality assurance and
accountability and new managerialism in UK
higher education in part associated with New
Public Management continued under New Labour, - The importation of new languages new
discourses and Foucauldian cultures of
self-improvement within institutions - Alienating to many academic staff and often
regarded counter-productive as distracting from
the real world of teaching and learning, and
leading to a game playing pursuit of favourable
ratings without necessarily contributing to an
enhancement of learning and teaching. - Nor, is the information provided by audits
about institutional performance or the
standards of learning and teaching always seen
as useful. - As suggested by Michael Power (1994 1997), the
messages given-off by audits often fail to
reflect institutional realities.
17Power, Giddens, Keoane etc on Audit and a Third
Way agenda
- Notwithstanding the pathologies of audit, the
ubiquity, inescapability and legitimacy of what
Power refers to as the audit explosion is
emphasied by him. - Appeal of audit as a seemingly effective
portable management tool directly related to a
new environments of trust and risk and the
increasing centrality of institutional and
personal reflexivity in a global society. - In such a risk society (Giddens Beck, 1992)
the internal monitoring and adaptation of
performance becomes a prerequisite for survival
and effectiveness. - Robert Keoane (2003) also sees the necessity and
legitimacy of accountability in a global and
would-be democratic age. Accountability as
hierarchical and supervisory legal, peer
accountabilityalso arises from the
reputational sensitivities of institutions. - Thus accountability is not only a consequence of
neo-liberalism but is a vital element in a
necessary democratisation of control of public
institutions and crucial in the context of a
Third Way agenda.
18Quality assurance mechanisms in universities
- First introduced in 1992 the Teaching Quality
Assurance became the responsibility of the
Funding Councils, and the Higher Education
Quality Council carried out reviews of
institutional processes. - In 1997 the Quality Assurance Agency (QAA) was
established, replacing this arrangement, but a
troubled organisation widely regarded as failing
to respond adequately to the critiques of
audit. - In recognising the pathologies but also the
legitimacy of audit, the objective of critics
like Michael Power is to seek its reform. - Seeks move from Type A low trust, mechanistic
and ineffective or counter productive forms to
Type B, high trust, dialogical forms of audit
19Powers Two Types of Audit
- TYPE A TYPE B
- Quantitative Qualitative
- Single Measure Multiple
Measures - External Agencies Internal Agencies
- Long Distance Methods Local Methods
-
- Low Trust High Trust
- Discipline Autonomy
- Ex Post Control Real Time
Control - Private Experts Public
Dialogue
20Reform
- A reflexive debate on accountability and audit
in higher education prompted by critics such as
Power is an emerging system with less mechanical
systems of audit and greater trust - Subject reviews, previously conducted by the QAA
and formulaic, will now be the responsibility of
institutions, expected to make use of external
reference points such as the Qualifications
Framework and Subject Benchmarks provided by QAA.
- Institutions also to publish a wide range of
data, including summaries of internal reviews,
examiners reports, student feedback, together
with quantitative data on entry qualifications,
retention and progression, including degree
results and employment data.
21Subject Benchmarks
- Originating with Dearing
- Subject Benchmarks state the outcomes to be
expected from particular subjects. - Designed to provide frames of reference for use
in programme specification and in the
identification and assessment of learning
outcomes. - Provide a reference point for external examiners
and for subject assessors appraising standards of
provision. - Provide public information about subjects
intended to be useful to students and employers. - Can provide frames of reference to promote
reflexive internal and external discussion of
provision. - A key issue is whether Subject Benchmarks can
overcome their association with disparaged
aspects of QAA processes and contribute to the
public accountability and enhancement that a
Third Way higher education policy seeks to
obtain?
22Changing methods
- In terms of Powers Two Types of Audit, changes
in QAA methods involve movement in the direction
of Type B Audit, including expanded internal and
public dialogue - Often academics (e.g. Ryan, 2004) deny any
benefit from quality processes or accountability.
But researchers into universities as
organisations (e.g. Becher and Kogan, 1980) have
long noted a producer interest and a persistent
lack of social responsiveness of universities
left to their own devices. - An enhanced focus on learning and teaching in
contemporary higher education has owed a good
deal to the presence of the quality processes
extended and fine tuned under New Labour. - The Third Way rhetoric is a far from closed
rhetoric and capable of being taken further by
academics as well as stakeholders .
23Four drivers of general UK HE policy
- 1. Research improvements in the research base,
especially via world class institutions, to be
achieved by increased selectivity in research
funding - Teaching and learning maintaining and enhancing
the quality and reputation/international market
value of learning and teaching - 3. Enhanced engagement of higher education with
the community, including knowledge transfer - 4. Widening participation (and also achieving
fair access to elite institutions) by
increasing institutional funding to support
students from under represented groups and by
increasing the diversity of institutional
missions and concentrating new courses on 2-year
Foundation Degrees.
24Third Way elements of the HE White Paper
- Both the White Paper and the HEFCE Strategic Plan
are replete with earlier Third Way language,
themes and managerial devices including a
continuing emphasis on accountability and the
measurement of performance. - But also noticeable is the presence of the newer
emphasis on the themes of Progressive
Governance referred to by Giddens (2003). - These include a focus on such themes as policy
delivery, transformative leadership,
partnerships, enhanced stakeholder involvement as
well as a further foregrounding of social
inclusion, - The documents also begin to address the decline
in funding per student of 36 per cent in the
period 1989 and 1997 and an 8 billion investment
backlog in investment in teaching and research
facilities and promise an annual increased real
funding of 6 per cent - All four of the main policy drivers central in
both documents seek to confront the issues facing
governments seeking to manage the transition from
elite to mass higher education. - Misplaced to suggest, as does Collini (2003),
that the White Paper is simply an exercise in
managerialist language and empty rhetoric. In
confronting and attempting to reconcile the four
drivers the White Paper can be seen as a
radical paper.
25Potential contradictions between the four drivers
- Drivers 1 can support 2 learning and teaching
excellence in top-ranking research universities,
but 2 is threatened by the reduction of a
research presence in universities in which
research funding is already limited and subject
to further proposed reductions - ? Difficulties in realising 3, a strong regional
research role, in non-research intensive
universities subject to reduced research funding - ? The association of 4 especially with research
weak and teaching only universities accentuates
an already existing perverse access in which
students from under represented groups are
increasingly located disproportionately in lower
status and less well resourced institutions.
26Problematic resolutions of dilemmas
- The White Papers proposed resolution of such
contradictions is an increasing acknowledgement
and encouragement of diversity of institutional
mission. - This resolution is advanced with the best of
intentions to meet the diverse requirements of
the global economy and to enhance social
inclusion and social justice, but the potential
contradictions are obvious. - If only a relatively few institutions are funded
fully for research, a separation of teaching from
research will become the reality for other
institutions. Although largely accepted for Big
Science, for most other subject areas the
appropriateness of extreme research selectivity
and a separation of teaching from research has
been widely challenged (e.g. UniversitiesUK,
2003). - Whilst widening participation is now a central
aspect of current higher education policy
including a unified Aim Higher Programme of
outreach and partnership activities such new
access for previously underrepresented groups
risks being even more a perverse access if it
occurs mainly in second class institutions and
is associated only with second tier of graduate
or non graduate careers. - Advantages may exist in a limited reputational
range in university provision that must be
weighed in the balance against any more extended
hierarchy.
27But confronts dilemmas
- Although it can be critiqued in the above ways,
it is characteristic of the White Paper that the
dilemmas of higher education expansion are
confronted even if it can be argued that the
White Paper sometimes resolves these largely
rhetorically. - What the White Paper can be commended for however
is its recognition of the requirement for major
system change as part of the worldwide transition
of higher education from an elite to mass and
to an increasingly universal system (Trow,
2005). - This contrasts with a much commentary critical of
the White Paper that responds to higher education
change only with traditional higher educational
mantras. - The prominence of such nostalgia and a seeming
denial of any necessity for change found
especially in the UK reflects the previous
exceptionalism of UK higher education, its
relatively delayed passage to a mass system and
an, in some ways, beneficial attempt to run an
expanded elite system seen notably in a
unitary conception of the undergraduate degree.
However, this mind-set can become a limit on
discourse, restricting imagination in envisaging
reforms - A modernising Third Way rhetoric offers instead
an expanded context for discussion of the future
of higher education in which the dilemmas of
expansion can be debated.
28The 2004 Higher Education Bill and the Third Way
- Main debate about the 2004 Higher Education Bill
focussed on three of its proposals - Legislation to allow universities to charge
top-up tuition fees of up to 3,000 -
- 2. a deferred, income-dependent graduate
contribution to the costs of higher education to
the costs of higher education -
- 3 the creation of the Office for Fair
Access (OFFA) charged with approving individual
agreements with institutions intending to charge
top-up fees on their proposals to improve access
from underrepresented groups, including provision
for scholarships and bursaries.
29Third Way logic of the proposals
- In underlining the the Third Way logic of these
proposals we can note the support for a graduate
contribution expressed by Anthony Giddens (cited
in Goddard, 2003) - Higher education will be free at the
point of delivery. I think theres a principle of
equality. Its crucial that universities get more
funding and the proposal is equitable. The
current scheme is like a middle class subsidy. - The overall justice of New Labours proposals
also arises from a generous provision for
bursaries, scholarships, maintenance grants, and
access funds for students from poorer
socio-economic backgrounds. This is substantially
the case also argued by the then Education
Secretary, Charles Clarke. Giddens reiterates,
as does Clarke, that renewal is essential. -
- Critics of the policy of a student contribution
(Callender and Kemp, 2002) point to debt
aversion and less family support for students
from lower socio-economic groups as likely to
deter participation. But such research is not
conclusive and there is no direct evidence of a
deterrence effect. In so far as top up fees
represent a further increment in the
marketisation of higher education that may
exacerbate perverse access, this will need to
be kept under review and there are proposals to
do so in association with the Bill.
30Giddens on Current Policies Generally
- For Giddens and New Labour The contemporary
left needs to develop a dynamic life-chances
approach to equality, placing the prime stress
upon equality of opportunity (Giddens, 2000
86). - As clear in The Third Way (Giddens, 1998),
despite its revaluation of the terms of Left and
Right politics, equality, remains a highly
important aspect of the renewal of social
democracy. - It is crucial especially with respect to its
implications for social inclusion life
chances, a personal sense of wellbeing and
self-respect are directly at stake - A democratic society that generates large-scale
inequality is likely to produce widespread
disaffection and conflict (Giddens, 1998 42). - Giddens notes that from 1975 and 1995 the
percentage of total national spending on
education declined but has increased under New
Labour. - Since educational success reflects economic
inequalities, family income support and
pre-school provision is also crucial. Hence the
continued emphasis by New Labour on the
importance of successful programmes such as Sure
Start and Family Tax Credits aimed at supporting
young families especially in areas of
deprivation. - Without an emphasis on a more general uplifting
of opportunity and social justice a 50 per cent
enrolment in higher education may exacerbate
social exclusion by creating a new education
divide. - Nevertheless the goal of a 50 per cent
participation rate remains emblematic of New
Labour higher education policy and the Third Way,
compared with Conservative higher education
policy which is to end expansion.
31Giddens on Current Policy
- Significantly Giddens (2002b 2003) refers to
the necessity of a more ideological Phase 2 of
the Third Way that supplements the investment
state with an ensuring state. - In more general terms, the Third Way is
reasserted as involving a defence of the public
interest and the public sphere, and the provision
of public goods. - This does not mean always eschewing markets but
it will require a renewal of trust in the public
sector, which more satisfactory forms of
accountability can help to realise. - As Giddens insists, endorsement of a market
economy does not imply endorsement of a market
society.
32Conclusions My argument is that
- In viewing New Labours higher education policy
in Third Way terms its coherence is apparent. - In the Higher Education 2003 White Paper and the
2004 Higher Education Bill, the Third Way focus
of New Labour policy has been significantly
extended. - A previous over emphasis on efficiencies ended
and funding increased. - New managerialism and a recourse to management
tools continues, but these tools has been refined
and the harder forms of top-down management
counterbalanced by a greater recognition of the
importance of working more with the grain of
academic subjectivities in pursuing Third Way
objectives. - The Office for Fair Access can be viewed is a
crucial part of a compromise on top-up fees and
is a departure some previous performance-oriented
policies in that it will aim to achieve its
objectives via dialogue with institutions rather
than by imposing targets - Marketisation and resource competition continue,
but these represent strategies that seek to meet
intractabilities and genuine dilemmas in higher
education policy exacerbated by global pressures
on UK higher education. New Labour higher
education policy can be commended for facing up
to these.
33Conclusions
- Reservations exist even among supporters of the
generality of New Labour higher education
policies (Scott, 2004). - Nevertheless, although it should be acknowledged
that management tools such as performance targets
can be associated with unwanted unintended
consequences, it should also be recognised that
they have played a positive part in focusing on
the enhancement of both teaching and learning and
research. - An enlargement of the ways in which the student
voice can be heard such as the national
student questionnaire can be viewed in a
positive light as advancing Third Way objectives.
- Compared with a previous donnish dominion and
the producer interest that has sometimes
prevailed in higher education, an emphasis on
students as critical consumers (Blackstone,
1999) The ivory towers have been breached and a
much more inclusive system created (Bahram
Bekhradnia, 2004)
34Conclusions
- The Third Way is far from being the contentless
rhetoric its critics sometimes suggest. - Even if it remains in part merely a rhetoric, it
is a rhetoric that provides significant space for
debate and further policy developments. - There is in the Third Way a recognition of the
difficult dilemmas posed by global context of UK
higher education provision, that the goal of
social inclusion and social justice on the one
hand must be counterbalanced against the aim of
an enhancement of UKs global market position on
the other. The hope of 2003 White Paper is that
the two goals can be complementary although it is
clear that contradictions exist. - A crucial ongoing issue will be how far the
current policies in fact achieve a satisfactory
balance of elite and mass provision. For example,
an increase in positional advantage may be the
paradoxical outcome of democratisation in which
free markets always risk leading to
winner-take-all outcomes. - Thus a higher education system that seeks to
minimise unnecessary accentuation of positional
advantage must be the objective of a Third Way
policy. An emphasis, for example, on improving
fair access to elite institutions should not
distract from the wider objective of limiting to
what is strictly necessary the institutional
hierarchy and perverse access within a
functionally diversified but, in fact, socially
divided higher education system.
35Conclusions
- The merit of Third Way policy is that it links
economic necessities and social justice. - With the demise of the old left, no other
current political context offers this possibility
or confronts the dilemmas in higher education to
the same degree. - This is the sense in which the Third Way can be
seen globally and for the UK as the only
show in town with any prospect of continuing the
enlightenment project of an emancipatory social
democracy. - It is for this reason that it can be suggested
that no alternative currently exists to working
with the broad flow of a global Third Way and
that the Third Way may represent the best way
forward for a higher education that meets
national needs within the whilst attending to
social inclusion and social justice. - Particular formulations of the Third Way need not
be accepted uncritically. I would argue that it
is integral to the Third Way that it can be
reflexively refined.
36Critics, Questions
-
- Critics
- Unraveling?
- Alternatives
- But real alternatives?
- Correctible - Giddens cf Blair. Toynbee
37Postscript 1 The 2005 Schools White Paper
- Raising standards for a globalised world
- Audit and information and accountability (but
lighter touch) - Diversity and choice
- Partnerships and new providers
- Rights and responsibilities, e.g. parenting
contracts
38Postscript 2 Cameron and New Conservatism?
- Kettle requirements for a successful Tory leader
- Cameron
- End to oppositions for oppositions sake
- A new consensus?
- Miliband and Alexander
- Different values traditional values in a modern
setting (Prescott) - Texas (tone and personality) not Islington and
Third Way - Ideology, e.g. no return to selection on
ability - The Tories do not believe in equal opportunity
39Martin KettleDecember 3, 2005 Guardian
- 1. Set a new tone and set it now.
- Cameron must announce himself unequivocally and
immediately as a different kind of Tory and a
different kind of leader. He needs to make a
clear choice between wanting a low-tax/low-spend
party and wanting a current-tax/current-spend
party. He should choose the latter - and then
stick to it. - 2. Stake a claim as Tony Blair's successor.
- Cameron's main priority must be to push Labour
off the centre ground by embracing Blair's agenda
on the public services and economy while
positioning the Tories, not Labour, as the party
that delivers without conceding to vested
interests. Offer Blair's goals without Blair's
methods. - 3. Don't misread Gordon Brown . as the "block
to progress", Labour's next leader will always
outsmart them and make them look silly. Brown's
vulnerability is in the way he works. Attack him
as a control freak whose plans don't work. - 4. Attract voters back from the Lib Dems
- More than a million voters have abandoned the
Tories for the Lib Dems in the last decade.
Cameron needs to invite them back to his changed
party. - 5. Embrace electoral reform.
40Martin KettleDecember 3, 2005 Guardian
- 6. Offer a home to green voters.
- Environmentalism should be at the heart of a new
conservatism, broadening and modernising the old
Tory obsession with farming and hunting to
include climate change, conservation and support
for cleaner public transport. - 7. Modernise on foreign policy.
- Leave both the obsessive anti-EU and obsessive
pro-US stances behind. Develop a more moderate
and pragmatic internationalism, sceptical of both
federalist Europe and neocon Washington alike. - 8. Rebuild the Tories as a national party.
- The Tories need to look like the rest of the
country, with more women and ethnic-minority
representatives. - 9. Don't pander to the party.
- Ditch old obsessions about Brussels, Ulster,
the West Lothian question, immigration,
Gibraltar, the BBC, Ken Livingstone, the
Guardian, Gypsies, shooting burglars, and the
rest of it. Make use of Ken Clarke. - 10. Hope for the economy to go bad
- Yes, it's still the economy, stupid.
41Miliband and Alexander December 8, 2005 Guardian
- In the last three elections Labour has reflected
the progressive instincts of the British people
in favour of quality childcare, greater
investment in achools and hospitals and the urge
to make poverty history